Compliance News

 Compiance News

Compliance help for DA advisers auditing and training IFAs on

compliance and T & C issues and much more...


Compliance News offers a free compliance newsletter or a subscription service called the ‘Premier Service’ which has two core benefits:


  1. Subscribers automatically receive regular updates of key regulatory changes (every six weeks unless something topical cannot wait)
  2. Subscribers have access to a wide range of Regulatory Documents.


They have an extensive range of documents which are regularly updated.  In addition they can normally assist with 95% of any specific requests.


Recently designed documents include; a full range of updated suitability letters, file checklists (ISAs/PPP switching/drawdown/annuities/ ISA transfers/replacement contracts), DB transfer ‘sanity checklist’, spreadsheet of most common registers which IFA’s use , GP adviser knowledge tests for 2017, Drawdown test, Pensions Transfer Specialist annual test, Esoteric product CPD workbook, various Disclosure Documents/fee agreements/Retail Client agreements. Fit & Proper declarations, a full complaints handling suite of name but a few.


The cost for a small IFA firm starts from £330 p.a. (this is the cost per firm—not per RI)


To subscribe to the Premier Service is a simple subscription form which can be  emailed or scanned and posted to them.  Email:


Remote File Checking



Just CRS is owned and run by Katherine Horgan and Phil Dibb. Just CRS offer small and medium sized IFA firms a bespoke compliance service at a competitive price. They do not require IFAs to pay a set monthly retainer and work for most IFAs on a fixed project fee. Our most popular service is remote file-checking. The costs are: £75 + VAT per remote client file review (excluding multiple transaction files or higher risk cases such as drawdown, equity release, structured products or PP switching) or £105 + VAT per drawdown / PP switching (up to 3 into 1) / replacement business) / Equity Release remote file check.


They are able to offer members of the Later Life Academy a file check priced at £95+VAT instead of the normal charge £105+ VAT.


Just CRS Limited has also completed a Section 166 / Skilled Persons Report - as instructed by the FSA, following a rigorous tender process.


For further details please contact Katherine Horgan via or 07815 767204.


 Compliance Newsletters

October 2017



The latest news from Later Life Academy

Twitter News

RT @whitedragonPR: AIR Sourcing incorporates state benefits system - Mortgage Solutions via @mortgagesols @latelife… Jun 22

RT @TheOtherStuart: Wow, the #NLLAC2018 Later Life Conference was busy! The interest and excitement in this market is huge. Lots of great… Jun 22

Delighted to hear Sir Steve Webb summarise the opportunity for Government to finally grasp the opportunity to addre… Jun 22